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SEBI

Home Acts & Rules SEBI Regulation Securities and Exchange Board of India (Vault Managers) Regulations, 2021 Chapters List This

Securities and Exchange Board of India (Vault Managers) Regulations, 2021

Chapter: I
PRELIMINARY
Regulation 1 : Short title and commencement
Regulation 2 : Definitions
Chapter: II
REGISTRATION OF VAULT MANAGERS
Regulation 3 : Application for registration
Regulation 4 : Eligibility criteria
Regulation 5 : Furnishing of information, clarification and personal representation
Regulation 6 : Consideration of application for grant of certificate of registration
Regulation 7 : Procedure for grant of the certificate of registration
Regulation 8 : Conditions of certificate of Registration
Regulation 9 : Period of validity of certificate
Regulation 10 : Procedure where registration is refused
Regulation 11 : Surrender of registration
Chapter: III
DUTIES AND OBLIGATIONS OF VAULT MANAGERS
Regulation 12 : General obligations
Regulation 13 : Segregation of activities
Regulation 14 : Maintenance of records
Regulation 15 : Vault Manager to indemnify loss in certain cases
Regulation 16 : Code of conduct
Regulation 16A : Dispute Resolution
Regulation 16B : Grievance Redressal Mechanism
Chapter: IV
ELECTRONIC GOLD RECEIPTS
Regulation 17 : Deposit of gold into the vault(s)
Regulation 18 : Creation of Electronic Gold Receipt
Regulation 19 : Withdrawal of gold
Chapter: V
INSPECTION AND AUDIT
Regulation 20 : Right of Board to inspect
Regulation 21 : Notice before inspection
Regulation 22 : Obligations of the Vault Managers on inspection
Regulation 23 : Submission of report
Regulation 24 : Action on inspection
Regulation 25 : Appointment of auditor
Regulation 26 : Expenses for audit
Chapter: VI
PROCEDURE FOR ACTION IN CASE OF DEFAULT
Regulation 27 : Liability for action in case of default
Chapter: VII
MISCELLANEOUS
Regulation 28 : Power of the Board to issue clarifications and guidelines
Regulation 29 : Amendment to the Securities and Exchange Board of India (Depositories and Participants) Regulations, 2018.
SCHEDULES
1st Schedule : Application for grant of certificate of registration as Vault Manager
2nd Schedule : Fees
3rd Schedule : Code of conduct
4th Schedule : Amendment to the Securities and Exchange Board of India (Depositories And Participants) Regulations, 2018
 
 
 

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