Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015

Chapter: I
PRELIMINARY
Regulation 1	:	Short title and commencement
Regulation 2	:	Definitions
Chapter: II
RESTRICTIONS ON COMMUNICATION AND TRADING BY INSIDERS
Regulation 3	:	Communication or procurement of unpublished price sensitive information
Regulation 4	:	Trading when in possession of unpublished price sensitive information
Regulation 5	:	Trading Plans
Chapter: IIA
RESTRICTIONS ON COMMUNICATION IN RELATION TO AND TRADING BY INSIDERS IN THE UNITS OF MUTUAL FUNDS.
Regulation 5A	:	Applicability
Regulation 5B	:	Definitions
Regulation 5C	:	Communication or procurement of unpublished price sensitive information and maintenance of a structured digital data base.
Regulation 5D	:	Trading when in possession of unpublished price sensitive information.
Regulation 5E	:	Disclosures by certain persons
Regulation 5F	:	Code of Conduct
Regulation 5G	:	Designated Person
Regulation 5H	:	Institutional Mechanism for Prevention of Insider trading
Chapter: III
DISCLOSURES OF TRADING BY INSIDERS
Regulation 6	:	General provisions
Regulation 7	:	Disclosures by certain persons
Chapter: IIIA
Information ..... ......... Award
Regulation 7A	:	Definitions
Regulation 7B	:	Submission of Original Information to the Board
Regulation 7C	:	Receipt of Original Information by the Board
Regulation 7D	:	Informant Reward
Regulation 7E	:	Determination of amount of Reward
Regulation 7F	:	Application for Reward
Regulation 7G	:	Rejection of claim for Reward
Regulation 7H	:	Informant confidentiality
Regulation 7I	:	Protection against retaliation and victimisation
Regulation 7J	:	Void Agreements
Regulation 7K	:	No Amnesty
Regulation 7L	:	Functions of Informant Incentive Committee
Regulation 7M	:	Public dissemination and incentivisation of Informant
Chapter: IV
CODES OF FAIR DISCLOSURE AND CONDUCT
Regulation 8	:	Code of Fair Disclosure
Regulation 9	:	Code of Conduct
Regulation 9A	:	Institutional Mechanism for Prevention of Insider trading
Chapter: V
MISCELLANEOUS
Regulation 10	:	Sanction for violations
Regulation 11	:	Power to remove difficulties
Regulation 12	:	Repeal and Savings
SCHEDULE
Schedule A	:	Principles of Fair Disclosure for purposes of Code of Practices and Procedures for Fair Disclosure of Unpublished Price Sensitive Information
Schedule B	:	Minimum Standards for Code of Conduct to Regulate, Monitor and Report Trading by Insiders
Schedule B1	:	Minimum Standards of Code of Conduct for Mutual Funds to regulate, monitor and report trading by the Designated Persons in the units of own mutual fund schemes
Schedule C	:	Minimum Standards for Code of Conduct for Intermediaries and Fiduciaries to Regulate, Monitor and Report Trading by Designated Persons
Schedule D	:	Form for Informant’s Voluntary Information Disclosure to be submitted to the Board
Schedule E	:	Form for Informant’s Reward Claim to be submitted to the Board within the time specified in the intimation of prima facie eligibility to receive an Informant Reward.