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SEBI Circulars, Instructions, Public Notices, Trade Notices etc. For the Year - 2009

Showing 1 to 20 of 81 Records

SEBI/CFD/DIL/ASBA/1/2009/30/12 - 30-12-2009
Applications Supported by Blocked Amount (ASBA) facility in public issues and rights issues.
SEBI/DNPD/Cir- 49 /2009 - 22-12-2009
Delivery Period for Interest Rate Futures
SEBI / IMD / CIR No 14 / 187175/ 2009 - 15-12-2009
Modifications in the existing SEBI circulars for Mutual Funds
Cir No. IMD/FII & C/41/2009 - 15-12-2009
Allocation methodology of debt investment limits to FIIs
SEBI/IMD/CIR No.12 /186868 /2009 - 11-12-2009
Transactions through some mutual fund distributors and compliance with the SEBI circular on AML
SEBI/IMD/CIR No./ 13/187052 /2009 - 11-12-2009
AMFI Guidelines for change of mutual fund distributor
MRD/DoP/SE/Cir- 21 /2009 - 9-12-2009
Preservation of records
MRD/DoP/DEP/Cir- 20 /2009 - 9-12-2009
Preservation of records
MIRSD/ SE /Cir-19/2009 - 3-12-2009
Dealings between a client and a stock broker (trading members included)
MRD/DSA/SE/CIR-18/2009 - 2-12-2009
Limitation period for filing of Arbitration reference
SEBI/MRD/DoP/SE/Cir-17/2009 - 30-11-2009
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
SEBI/IMD/DOF-1/BOND/Cir-5/2009 - 26-11-2009
Simplified Debt Listing Agreement for Debt Securities - Amendments
OIAE/Cir-1/2009 - 25-11-2009
Issue of No Objection Certificate for release of 1% of issue amount
SEBI/DNPD/Cir-48/2009 - 13-11-2009
Expiry Date for Equity Derivative Contracts
SEBI /IMD / CIR No.11/183204/ 2009 - 13-11-2009
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
MIRSD/ DR-1/ Cir-16/09 - 6-11-2009
Market Access through Authorised Persons
SEBI/MRD/DoP/SE/Cir-15/2009 - 27-10-2009
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
SEBI/DNPD/Cir-47/2009 - 23-10-2009
Trading Hours on Stock Exchanges
ISD/AML/CIR-2/2009 - 23-10-2009
Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 – Directions to stock exchanges, depositories and all registered intermediaries
SEBI/IMD/DOF-1/BOND/Cir-4/2009 - 16-10-2009
Clearing and Settlement of trades in Corporate Bonds through Clearing Corporations