Regulation 11 - Certification of associated persons to be pre-condition for registration of intermediaries. - Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) Regulations, 2007

CHAPTER V MISCELLANEOUS Certification of associated persons to be pre-condition for registration of intermediaries. 11. Compliance with the provisions of these regulations shall be one of the factors to be taken into consideration by the Board for the purpose of determining eligibility criteria for grant or renewal of certificate of registration to an intermediary under the relevant regulations.