Schedule - 02 - Fees - Securities and Exchange Board of India (Collective Investment Schemes) Regulations, 1999

SECOND SCHEDULE SECURITIES AND EXCHANGE BOARD OF INDIA (COLLECTIVE INVESTMENT SCHEME) REGULATIONS, 1999 [Regulations 6, 10, 26(1), 59(g), 71(3), 72(1)] FEES 1. (a) Application fees payable by the applicant : Rupees Twenty- Five Thousand (b) Provisional registration fees payable by existing collective investment scheme: [see para 2 below] Rupees Five Lacs (c) Registration fees payable by the applicant for grant of registration as collective investment management company : Rupees Ten Lacs (d) Filing fees for offer document : Rupees Twenty-Five thousand 2. The applicant who has paid provisional registration fee of 5 lacs under sub-paragraph (b) of paragraph 1, shall pay remaining registration fee of 5 lacs at the time of grant of registration. 1 [ 3.The fees referred to in paragraphs 1 and 2 above, shall be paid by way of direct credit into the bank account through NEFT/RTGS/IMPS or online payment using the SEBI Payment Gateway or any other mode as may be specified by the Board from time to time.] **************** NOTES:- 1. Substituted vide Notification No. SEBI/LAD-NRO/GN/2023/121 dated 07-02-2023 w.e.f. 01-04-2023 before it was read as, 3. The fees referred to in paragraphs 1 and 2 above, shall be paid by means of a bank draft in favour of Securities and Exchange Board of India at Mumbai or at the regional offices where the application for registration or draft offer document is submitted.