Regulation 3 - Applicability of the regulations - Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009

Applicability of the regulations. 3. Unless otherwise provided, these regulations shall apply to the following: (a) a public issue; (b) a rights issue, where the aggregate value of specified securities offered is fifty lakh rupees or more; (c) a preferential issue; (d) an issue of bonus shares by a listed issuer; (e) a qualified institutions placement by a listed issuer; (f) an issue of Indian Depository Receipts 1 [:] 2 [Provided that the provisions of these regulations shall not apply to issue of securities under clause (b), (d) and (e) of sub-regulation (1) of regulation 9 of Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.] ***** 1 Substituted for the full stop by the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, w.e.f. 23.09.2011. 2 Inserted by the SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011, w.e.f. 23.09.2011.