Schedule - II (Part - G) - Monitoring of shareholding limits - Securities Contracts (Regulation) (Stock Exchanges and Clearing Corporations) Regulations, 2018

PART G Monitoring of shareholding limits [See regulation 19A] (1) 1 [ The ] stock exchange/clearing corporation shall put in place a monitoring mechanism to ensure compliance with the shareholding conditions specified in these Regulations at all times. Stock exchange/clearing corporation shall:- (a) Check the shareholding data on a periodic basis to ensure that the shareholding restrictions specified under Chapter IV of 2 [****] these Regulations are complied with at all times. (b) Upon breach of shareholding limits, they shall intimate the same to the Board within 7 days. (c) In case of listed stock exchanges, they would be guided by the 3 [ guidelines as specified by the Board from time to time. ] (d) Disseminate on its website, the number of shares available in the non-public, FII and FDI category. The information shall also be disseminated by the stock exchange on which the shares may be listed. *************** NOTES:- 1. Substituted vide Notification No. SEBI/LAD-NRO/GN/2024/196 dated 29-07-2024 before it was read as, In terms of sub-regulation 10 of regulation 19, the 2. Omitted vide Notification No. SEBI/LAD-NRO/GN/2024/196 dated 29-07-2024 before it was read as, the 3. Substituted vide Notification No. SEBI/LAD-NRO/GN/2024/196 dated 29-07-2024 before it was read as, Board circular dated January 01, 2016.