Regulation 6A - Omitted - Securities and Exchange Board of India (Stock Brokers) Regulations, 1992

2 [****] *********** NOTES:- 1. Inserted vide Notification No. S.O.No.1447(E) dated 07-09-2006 2. Omitted vide Notification No. LAD-NRO/GN/2013-14/25/24775 dated 27-09-2013 before it was read as 1 [Conditions of registration 6A. (1) Any registration granted by the Board under regulation 6 shall be subject to the following conditions, namely- (a) the stock broker holds the membership of any stock exchange; (b) he shall abide by the rules, regulations and bye-laws of the stock exchange which are applicable to him; (c) where the stock broker proposes to change his status or constitution, he shall obtain prior approval of the Board for continuing to act as such after the change; (d) he shall pay fees charged by the Board in the manner provided in these regulations; and (e) he shall take adequate steps for redressal of grievances of the investors within one month of the date of receipt of the complaint and keep the Board informed about the number, nature and other particulars of the complaints received from such investors. (2) Nothing contained in clause (c) of sub-regulation (1) shall affect the obligation to obtain a fresh registration under section 12 of the Act in a case where it is applicable. ]