TMI BlogRevised Disclosure Formats under SEBI (Prohibition of Insider Trading) Regulations, 2015X X X X Extracts X X X X X X X X Extracts X X X X ..... ce Note dated August 24th, 2015, revised formats (Form A to Form D) are issued as annexed with this circular. The other conditions of the Circular dated May 11, 2015 shall remain unchanged. 3. All stock exchanges are advised to: a. Put in place adequate systems and issue the necessary guidelines for implementing the above decision. b. Make necessary amendments to the relevant bye-laws, rules and regulations as applicable for the immediate implementation of the above decision. c. Bring the provisions of this circular to the notice of the listed companies/issuers and disseminate the same on their respective websites. 4. This circular is being issued in exercise of the powers conferred under Section 11 (1) of the SEBI Act 1992 a ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... st (OI) in derivatives of the company held by Promoter, Key Managerial Personnel (KMP), Director and other such persons as mentioned in Regulation 6(2) Open Interest of the Future contracts held as on the date of regulation coming into force Open Interest of the Option Contracts held as on the date of regulation coming into force Contract Specifications Number of units (contracts * lot size) Notional value in Rupee terms Contract Specifications Number of units (contracts * lot size) Notional value in Rupee terms 6 7 8 9 10 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Insider Trading) Regulations, 2015. Details of Open Interest (OI) in derivatives of the company held on appointment of Key Managerial Personnel (KMP), Director or upon becoming a Promotor of a listed company and other such persons as mentioned in Regulation 6(2) Open Interest of the Future contracts held at the time of becoming promotor / appointment of Director /KMP Open Interest of the Option Contracts held at the time of becoming promotor / appointment of Director /KMP Contract Specifications Number of units (contracts * lot size) Notional value in Rupee terms Contract Specifications Number of units (contracts * lot ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... of shareholding Type of security (For eg. Shares, Warrants, Convertible Debentures etc.) No. Value Transact ion Type (Buy/ Sale/ Pledge / Revoke/ Invoke) Type of security (For eg. Shares, Warrants , Convertible Debentures etc.) No. and % of shareholding From To 1 2 3 4 5 6 7 8 9 10 11 12 13 14 Note: Securities shall have the meaning as defined under regulation 2(1)(i) of SEBI (Prohibiti ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Securities acquired/Disposed Securities held post acquisition/disposal Date of allotment advice/ acquisition of shares/ sale of shares specify Date of intimation to company Mode of acquisition/disposal (on market/public/ rights/ Preferential offer / off market/Inter-se transfer, ESOPs etc. ) Type of security (For eg. Shares, Warrants , Convertible Debentures etc.) No. and % of shareholding Type of security (For eg. Shares, Warrants, Convertible Debentures etc.) No. Value Transaction Type (Buy/ Sale/ Pledge / Revoke /Invoke ) ..... X X X X Extracts X X X X X X X X Extracts X X X X
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