Monthly Report For Clearing Corporations

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..... ock Exchange Monthly Development Report. 4. This circular is being issued in exercise of powers conferred under Section 11 (1) of the Securities and Exchange Board of India Act, 1992 to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. 5. This Circular is available on SEBI website at www.sebi.gov.in. Yours faithfully, Maninder Cheema Deputy General Manager Division of Risk Management and New Products Market Regulation Department [email protected] Annexure A MONTHLY REPORT CLEARING, SETTLEMENT RELATED FUNCTIONS 1. Clearing and Settlement for Segments - Sr. No. Nam .....

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..... Date of Settlement (for which there was a shortage) Number of times the Member had settlement shortages in the previous 6 months Shortage Type (Funds/ Securities) Amount (INR Crores Note : In cases of repetitive shortages by members, action taken by the Clearing Corporation, if any - 3. Penalty Imposed on Short / Non-Collection of Margins / Margin Violation/ Settlement Shortages and other penalties Imposed/collected by Clearing Corporation - Sr. No. Type of Penalty Collected Number of .....

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..... 2 Equity Derivatives 3 Currency Derivatives 4 Debt Market Total * Minimum Require Corpus (MRC) as applicable for the month **Other Contributions shall include Penalties, Interests and other .....

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..... 4. Important Decisions taken by governing board in the meeting(s). MISCELLENEOUS 1. Net worth as on March/ June/ September/ December 20XX (INR crores) - 2. Shareholding pattern as on date - Sr. No. Entity Shares % Equity 3. Implementation status of SEBI Circulars Circular No. date Provisions in the circular (Subject) Implemented (Y/N) Date of implementation of the provisions In case not implemented, reasons for n .....

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