TMI BlogFormats under SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011(Regulations)X X X X Extracts X X X X X X X X Extracts X X X X ..... de to help investors in taking an informed decision, it has been decided to modify the formats for disclosures under regulation 29 (1), 29 (2) and 31 of the Regulations. 3. The formats for disclosures under regulation 29 (1), 29 (2), 31(1)/(2) of the Regulations are placed as Annexure-1, Annexure-2 and Annexure-3 respectively. 4. A copy of this circular and the above stated formats are available on SEBI website at www.sebi.gov.in under the categories Legal Framework and Takeovers . 5. This Circular shall come into force with immediate effect. Yours faithfully, Amit Tandon Deputy General Manager +91-22-26449373 [email protected] ANNEXURE - 1 Format for Disclosures under Regulation 29(1) o ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... instrument that entitles the acquirer to receive shares carrying category) acquired d) Shares in the nature of encumbrance (pledge/ lien/ non-disposal undertaking/ others) e) Total (a+b+c+/-d) After the acquisition, holding of acquirer along with PACs of: a) Shares carrying voting rights b) VRs otherwise than by equity shares c) Warrants/convertible securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) after acquisition d) Shares in the nature of encumbrance (pledge/ lien/ non-disposal undertaking/ others) e) Total (a+b+c+d) ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Signature of the acquirer / Authorised Signatory Place: Date: Note: (*) Total share capital/ voting capital to be taken as per the latest filing done by the company to the Stock Exchange under Clause 35 of the listing Agreement. (**) Diluted share/voting capital means the total number of shares in the TC assuming full conversion of the outstanding convertible securities/warrants into equity shares of the TC. (***) Part-B shall be disclosed to the Stock Exchanges but shall not be disseminated. ANNEXURE 2 Format for disclosures under Regulation 29(2) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 Name of the Target Company (TC) ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... the acquirer e) Total (a+b+c+/-d) After the acquisition/sale, holding of: a) Shares carrying voting rights b) Shares encumbered with the acquirer c) VRs otherwise than by shares d) Warrants/convertible securities/any other instrument that entitles the acquirer to receive shares carrying voting rights in the TC (specify holding in each category) after acquisition e) Total (a+b+c+d) Mode of acquisition / sale (e.g. open market / off-market / public issue / rights issue / preferential allotment / inter-se transfer etc). ..... X X X X Extracts X X X X X X X X Extracts X X X X
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