TMI BlogAppointment of OfficerX X X X Extracts X X X X X X X X Extracts X X X X ..... gistered with the Board, as lead manager(s) to the issue. (2) Where the issue is managed by more than one lead manager, the rights, obligations and responsibilities, relating inter alia to disclosures, allotment, refund and underwriting obligations, if any, of each lead manager shall be predetermined and be disclosed in the draft offer document and the offer document as specified in Schedule I . ( ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ive regulations applicable to the intermediary concerned: Provided that such agreements may include such other clauses as the issuer and the intermediaries may deem fit without diminishing or limiting in any way the liabilities and obligations of the lead manager(s), other intermediaries and the issuer under the Act, the Companies Act, 2013 1 [ **** ] , the Securities Contracts (Regulation) Act, 1 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... r shall not act as a registrar to the issue in which it is also handling the post-issue responsibilities. (8) The issuer shall appoint a compliance officer who shall be responsible for monitoring the compliance of the securities laws and for redressal of investors grievances. ************* NOTES:- 1. Omitted vide Notification No. SEBI/LAD-NRO/GN/ 2022/ 63 dated 14-01-2022 before it was read as or ..... X X X X Extracts X X X X X X X X Extracts X X X X
|