TMI BlogAppointment of Lead ManagersX X X X Extracts X X X X X X X X Extracts X X X X ..... ad manager(s) to the issue. (2) Where the issue is managed by more than one lead manager, the rights, obligations and responsibilities, relating inter alia to disclosures, allotment, refund and underwriting obligations, if any, of each lead manager shall be predetermined and be disclosed in the draft letter offer and the letter of offer as specified in Schedule I : (3) At least one lead manager to ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... to the intermediary concerned: Provided that such agreements may include such other clauses as the issuer and the intermediaries may deem fit without diminishing or limiting in any way the liabilities and obligations of the lead manager(s), other intermediaries and the issuer under the Act, the Companies Act, 2013 3 [ **** ] , the Securities Contracts (Regulation) Act, 1956 , the Depositories Act ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Notifivation No. SEBI/LAD-NRO/GN/2020/31 dated 28-09-2020 before it was read as APPOINTMENT OF LEAD MANAGERS, OTHER INTERMEDIARIES AND COMPLIANCE OFFICER 2. Omitted vide Notifivation No. SEBI/LAD-NRO/GN/2020/31 dated 28-09-2020 before it was read as (8) The issuer shall appoint a compliance officer who shall be responsible for monitoring the compliance of the securities laws and for redressal of i ..... X X X X Extracts X X X X X X X X Extracts X X X X
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