Code of Conduct for Investor Associations (IAs)

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..... ed that they shall abide by the enclosed code of conduct. It has also been decided that every SEBI recognised Investor Association shall submit a letter of compliance with this code of conduct every year in the first week of April for the preceding financial year and also along with the application for renewal of recognition. 2. A copy the circular is made available on the investor website, w .....

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..... rs. 3. The Association shall observe the highest standard of honesty, integrity and fairness in conducting its affairs and discharging its duties to the investors and regulatory authorities. 4. The Association shall be manned by people with appropriate level of knowledge, competency, skill and experience. 5. The Association shall establish and maintain adequate infrastructu .....

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..... ial fact in documents, reports or information furnished to the Board. 11. The Association shall ensure that only members of the executive committee/ governing board represent the IA for meetings / any representation to the Board. 12. The Association shall ensure that no person against whom an adverse order has been passed by the Board shall hold a position in any capacity in the as .....

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