Monthly reporting by Portfolio Managers

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..... in exercise of powers conferred by sub-section (1) of section 11 and section 11A of the Securities and Exchange Board of India Act, 1992, to protect the interests of investors in securities and to promote the development of, and to regulate the securities market. 4. This circular is available on SEBI website at www.sebi.gov.in under the categories Legal Framework and Portfolio Manager . Yours faithfully, Maninder Cheema Deputy General Manager [email protected] Annexure PM MONTHLY REPORT 1. DISCRETIONARY SERVICES Sr No. Types of Clients No. of Investors as on month end Net Assets Under Management as o .....

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..... Grand Total Sr No Particulars 1 Gross Sales in the month (Amount in Rs. crores ) 2 Gross Purchases in the month (Amount in Rs. crores) 3 Portfolio Turnover Ratio =(Cumulative Purchases in the Month/Funds under portfolio) .....

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..... Corporate Resident Non-resident FII .....

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..... ng given (Amount in Rs. crores) 4. DETAILS OF COMPLAINTS Sr No. Types of Clients Total No. of complaints pending at the beginning of the month No. of complaints received during the month No. of complaints resolved during the month Total no of complaints pending at the end of the month Individual Resident Non-resident Corporate .....

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