Half Yearly Reporting by Portfolio Managers

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..... I circular No.1(93-94) dated October 20, 1993 regarding submission of half yearly report by portfolio managers. 2. The format for the half yearly report on portfolio management activity has been revised as per enclosed Annexure. All portfolio managers are advised to submit the half yearly report to SEBI in the revised format within 30 days after the end of respective period ended 30/9 31/3 of .....

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..... espondence office address with email id.) 2 CAPITAL ADEQUACY:- Net worth as on 30/9 or 31/3 as the case may be; The statement of networth of .. based on audited / unaudited accounts as on . Amount (in Rs. lakhs) Paid up equity capital Add: Free reserves (excluding reserves c .....

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..... the period. 3.3 Any other information considered relevant to the nature of services rendered by the Portfolio Manager. 3.4 List of approved share brokers whose services were utilized for PMS activities and whether any of them were suspended for more than one week / had defaulted with any Stock Exchange authority 4. List of Corporate Clients - (with Name and Amount of portfolio fund mana .....

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