TMI BlogSecurities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2017.X X X X Extracts X X X X X X X X Extracts X X X X ..... 017. No. SEBI/LAD-NRO/GN/2017-18/021.- In exercise of the powers conferred under section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Intermediaries) Regulations, 2008, namely:- 1. These regulations may be called the Securities and Exchange Board of ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... may approve the initiation of proceedings under this Chapter against such person. (2) The Executive Director shall thereafter appoint an officer not below the rank of a Division Chief, as a designated authority: Provided that the executive director may, at his discretion, appoint a bench of three officers, each of whom shall not be below the rank of a Division Chief: Provided further tha ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... b. July 14, 2009 by the Securities and Exchange Board of India (Intermediaries) (Amendment) Regulations, 2009, vide notification No.LAD-NRO/GN/2009-10/12/169546. c. January 7, 2014 by the Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014, vide notification No.LAD-NRO/GN/2013-14/36/12. d. May 25, 2016 by the Securities and Exchange Board of India (Inte ..... X X X X Extracts X X X X X X X X Extracts X X X X
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