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TMI BlogSecurities and Exchange Board of India (Issue of Capital and Disclosure requirements) (Second Amendment) Regulations, 2017X X X X Extracts X X X X X X X X Extracts X X X X ..... - a) in regulation 2, in sub-regulation (1), - i. in clause (zd), after sub-clause (xii), the following new sub-clause shall be inserted, namely,- (xiii) systemically important non-banking financial companies. ii. after clause (zl), the following new clause shall be inserted, namely,- (zla) systemically important non-banking financial company means a non-banking financial company registered with the Reserve Bank of India and having a net-worth of more than five hundred crore rupees as per the last audited financial statements. b) in regulation 16, - i. in sub-regulation (1), - a. after the words If the issue size and before the word exceeds , the symbol and words , excluding the size of offer for sale by selling shareholders, shall be added; b. the words five hundred shall be substituted by the words one hundred ; c. in the proviso, the words an offer for sale or shall be omitted. ii. the existing sub-regulation (2) shall be substituted with the following, namely, - (2) The monitoring agency shall submit its report to the issuer in the format specified in Schedule IX on a quarterly basis, till at least ninety five percent of t ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... true and fair view of the utilization of issue proceeds. I/We declare that we do not have any direct/indirect interest in or relationship with the issuer/promoters/ directors/management and also confirm that we do not perceive any conflict of interest in such relationship/interest while monitoring and reporting the utilization of issue proceeds by the issuer. Signature: Name of the Authorized Person/Signing Authority: Designation of Authorized person/Signing Authority: Seal of the Monitoring Agency: Date: Subsequent Pages: 1) Issuer Details: Name of the issuer : The names of the promoters of the issuer : Industry/sector to which it belongs : 2) Issue Details: Issue Period : Type of issue (public/rights) : Type of specified securities : Grading : Issue size (Rs. in Crores) : 3) Details of the arrangement made to ensure the monitoring of issue proceeds: (Give item by item description for all the objects stated in offer document separately in following format) Particulars R ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... Sl.No. Item Head Original Cost (as per Offer Document) Revised Cost Comments of Monitoring Agency Comments of Board of Directors Reason of cost revision Proposed financing option Particulars of firm arrangements made (ii) Progress in the object(s)- (Give Item by Item Description for all the Objects Stated in Offer Document separately in the following format) AJAY TYAGI, Chairman [ADVT.-III/4/Exty./93 (69 ZB)] Footnote: 1. The SEBI (Issue of Capital and Disclosure Requirements) Regulatio ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... O/GN/2012-13/12/18951. (13) 12th October, 2012 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Fourth Amendment) Regulations, 2012 vide No. LADNRO/GN/2012-13/18/5391. (14) 27th February, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2012-13/32/4947. (15) 26th August, 2013 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements)(Second Amendment) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/19/6422. (16) 8th October, 2013 by Securities and Exchange Board of India (Listing of Specified Securities on Institutional Trading Platform) Regulations, 2013 vide No. LAD-NRO/GN/2013-14/28/6720. (17) 7th January, 2014 by Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 vide No. LAD-NRO/GN/2013-14/36/12. (18) 4th February, 2014 by Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2013-14/44/226. (19) 23rd May, 2014 by Securities and Exchange Board of India (Payment of Fees) (Amendment ..... X X X X Extracts X X X X X X X X Extracts X X X X
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