Consideration of application and eligibility criteria

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..... of registration and in particular the following, namely:- (i) whether the applicant is an individual or a body corporate or limited liability partnership firm; (ii) whether in case the applicant is an individual, he is appropriately qualified and certified as specified in regulation 7 ; (iii) whether in case the applicant is a body corporate, the individuals employed as research analyst are quali .....

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..... (viii) whether the applicant has the necessary infrastructure to effectively discharge the activities of research analyst; (ix) whether the applicant or any person directly or indirectly connected with the applicant has in the past been refused certificate by the Board and if so, the grounds for such refusal; (x) whether any disciplinary action has been taken by the Board or any other regulatory .....

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