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..... xchange Board of India (SEBI) during the investigation/ inspection/ inquiry/ examination in the matter of .has prima facie observed that you have violated the following provisions of the securities laws: (i) .. (ii) .. (iii) .. (iv) .. Extracts of the findings are enclosed. 2. In view of the aforesaid you are liable to be proceeded against under .....

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..... ndertaken to be complied within the specified time, the Board may initiate or continue any specified proceedings against you in accordance with law. Notwithstanding anything contained in this notice, the Board reserves the right to modify the proceedings and charges (to be) brought against you and this notice shall not confer any right to seek settlement or avoid any action initiated by the Boa .....

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