TMI BlogObligation of investment adviser on inspectionX X X X Extracts X X X X X X X X Extracts X X X X ..... ssession of relevant information pertaining to conduct and affairs of such investment adviser, including 1 [ partners, directors, principal officer and persons associated with investment advice ] , if any, to produce to the inspecting authority such books, accounts and other documents in his custody or control and furnish him with such statements and information as the inspecting authority may req ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ny other associate person having relevant information pertaining to such investment adviser. (4) The inspecting authority shall, for the purposes of inspection, have power to obtain authenticated copies of documents, books, accounts of investment adviser, from any person having control or custody of such documents, books or accounts. ************* NOTES:- 1. Substituted vide Notification No. SEBI/ ..... X X X X Extracts X X X X X X X X Extracts X X X X
|