TMI BlogAssociated person not to undertake certain activities without a valid certificateX X X X Extracts X X X X X X X X Extracts X X X X ..... Associated Persons in the Securities Markets) Regulations, 2007 - Act-Rules - Associated person not to undertake certain activities without a valid certificate 6. No associated person engaged i ..... X X X X Extracts X X X X X X X X Extracts X X X X
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