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TMI BlogApplication for recognition / renewal of a Self Regulatory Organization under Regulation 3 of Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2003.X X X X Extracts X X X X X X X X Extracts X X X X ..... , 2003. Sir, 1. I, being duly authorized for the purpose, hereby apply on behalf of ............ (name and address of the applicant) being a company eligible to be recognized as a Self Regulatory Organization as defined in Regulation 2(i) of Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2003 for recognition / renewal for the purpose of the said Regulations. 2. Four copies of the memorandum and articles of association of the Self Regulatory Organization and four copies of the governing norms are enclosed, alongwith the applicant's Board resolution dated _____ authorizing the undersigned to make this application on its behalf. 3. All the necessary information required in the Annexure to this Form is e ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... erms of office, powers and functions. 4. Give the designations, powers and duties of office-bearers of your organization. Are any of these office - bearers in the pay of the Self Regulatory Organization? If so, give details as to the mode of their appointment, tenure of office and remuneration. Part IV - Miscellaneous 1. Do you have any machinery for arbitration of disputes between members and / or between members and their constituents ? Give details. 2. Are you charging admission fees from your members ? If so, give details. FORM B1 Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2003 (See Regulation 5 ) Certificate of Recognition 1. In exercise of the powers conferred by regulation 5 of these regulatio ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... d of this certificate. FORM C (See Regulation 23) Notice to show cause against the withdrawal of registration THE SECURITIES AND EXCHANGE BOARD OF INDIA Mumbai, the .... day of ..2003 To, . (name and address of the Self Regulatory Organization) You are hereby called upon to show cause on or before .......................... at the office of ................................. (designation of the officer) why the certificate of recognition No. ....... granted to you under Regulation 5 of Securities and Exchange Board of India (Self Regulatory Organizations) Regulations, 2003, should not be withdrawn for the reasons given below: Signature of the Officer Designation ************* NOTES:- 1. Inserted by the SEBI (Payment of Fees and Mode of Payme ..... X X X X Extracts X X X X X X X X Extracts X X X X
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