9911796707
TMI BlogApplication for the grant of registration as collectiveX X X X Extracts X X X X X X X X Extracts X X X X ..... AD) OF THE APPLICANT, IF ANY : (A) (B) (C) 7. WHETHER ANY OTHER APPLICATION UNDER SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 HAS BEEN MADE FOR GRANT OF CERTIFICATE, IF SO, DETAILS THEREFOR : 8. DATE AND PLACE OF INCORPORATION OF THE COLLECTIVE INVESTMENT MANAGEMENT COMPANY : (Enclose a copy of certificate of incorporation) 9. OBJECTS OF THE COLLECTIVE INVESTMENT MANAGEMENT COMPANY : (Enclose copy of the Memorandum and Articles of Association) 10. MAIN OBJECTS : 11. ANCILLARY OBJECTS : (the Memorandum and Articles of Association should have necessary clause in respect of collective investment scheme and amendments, if any, shall have to be incorporated in the existing Memorandum and Articles of Association) 12. CAPITAL STRUCTURE AND SH ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... OFFICE SPACE : (Mention extent of area available at the place where the main activity would be carried out; detail of office space available at all the locations; certified copies of relevant sale deed/lease deed/rental agreement etc. in respect of each of the premises to be enclosed.) 24. OFFICE EQUIPMENT : (mention the details of electronic office equipment, computers, fax, telephones etc; submit proof of purchase of the above equipments.) 25. INVOLVEMENT IN CASES : (a) Court cases/litigations in which the applicant may have been involved in the last 3 years. (b) Involvement in any offence relating to moral turpitude/economic offences of the directors, employees of the applicant in the last 3 years. 26. AUDITORS 27. OTHER INFORMATION : An ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... MC/CIS/ / / Date By order Sd/- For and on behalf Securities and Exchange Board of India FORM C SECURITIES AND EXCHANGE BOARD OF INDIA (COLLECTIVE INVESTMENT SCHEME) REGULATIONS, 1999 [Regulation 18(2)] TRUSTEESHIP OF THE COLLECTION INVESTMENT SCHEME (1) Furnish the following particulars : (a) Name of the Institution (b) Address/telephone/telex/fax Nos. (c) Name of the contact person (d) SEBI Registration No.: (e) Management of the trustee Board of Directors Key Personnel Other Employees (f) Details of Infrastructure facilities Office Space Office Equipment (g) Court cases/litigations in which the trustee may have been involved in the last three years and whether the case is pending or has been adjudicated. (h) Any penalty imposed by SEBI or ..... X X X X Extracts X X X X X X X X Extracts X X X X
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