Action on inspection or investigation report

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..... and appropriate including action under 2[Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008.]] ************ NOTES:- 1 Substituted by the SEBI (Procedure for Holding Enquiry by Enquiry officer and Imposing Penalty) Regulation, 2002 w.e.f. 27-9-2002. Prior to its substitution, regulation 33 read as under: "33. Communication of Findings etc. to the Credit .....

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