Action on inspection or investigation report

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..... ng action under 2 [ Chapter V of the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 ].] ************* NOTES:- 1 Substituted by the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002, w.e.f. 27-9-2002. Prior to its substitution, regulation 65 read as under; (1) The Board shall, after consideration of the inspection report referr .....

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