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TMI BlogCODE OF CONDUCT- PORTFOLIO MANAGERX X X X Extracts X X X X X X X X Extracts X X X X ..... rity and fairness in all his dealings with his clients and other portfolio managers. 2. The money received by a portfolio manager from a client for an investment purpose should be deployed by the portfolio manager as soon as possible for that purpose and money due and payable to a client should be paid forthwith. 3. A portfolio manager shall render at all times high standards of service, exercise ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ompeting for or executing any assignment. 5. A portfolio manager shall not make any exaggerated statement, whether oral or written, to the client either about the qualification or the capability to render certain services or his achievements in regard to services rendered to other clients. 6. At the time of entering into a contract, the portfolio manager shall obtain in writing from the client, hi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... adequate information without making any misguiding or exaggerated claims and are made aware of attendant risks before any investment decision is taken by them; (b) render the best possible advice to the client having regard to the client's needs and the environment, and his own professional skills; (c) ensure that all professional dealings are effected in a prompt, efficient and cost effective ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... directly any investment advice about any security in the publicly accessible media, whether real-time or non-real-time, unless a disclosure of his long or short position in the said security has been made, while rendering such advice. (b) In case an employee of the portfolio manager is rendering such advice, he shall also disclose the interest of his dependent family members and the employer inclu ..... X X X X Extracts X X X X X X X X Extracts X X X X
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