Maintenance of books of account, records etc.

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..... at the end of the each accounting period; (b) a copy of profit and loss account for that period; (c) a copy of the auditor s report on the accounts for that period 1 [;] (d) a statement of financial position. 2 [(e) Records and documents pertaining to due diligence exercised in pre-issue and post issue activities of issue management and in case of takeover, buyback and delisting of securities.] (2 .....

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..... r records as may be specified by the Board from time to time. ] ************ NOTES:- 1 Substituted for the full stop by the Securities and Exchange Board of India (Merchant Bankers) (Second) (Amendment) Regulations, 2011 w.e.f. 16-08-2011. 2 Inserted by the Securities and Exchange Board of India (Merchant Bankers) (Second) (Amendment) Regulations, 2011 w.e.f. 16-08-2011. 3. Inserted vide Notificat .....

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