9911796707
TMI BlogSecurities and Exchange Board of India (Portfolio Managers) (Amendment) Regulations, 2012.X X X X Extracts X X X X X X X X Extracts X X X X ..... NRO/GN/2011-12/37/3689.- In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993, namely:- 1. These Regulations may be called the Securities and Exchange Board of India (Portfolio Mana ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... n 16(8),- (a) after the words listed securities , the words or unlisted securities shall be inserted; (b) in second proviso, for the full stop, a colon shall be substituted; (c) after the second proviso, the following shall be inserted, namely:- Provided further that the portfolio manager shall segregate each client's holding in unlisted securities in separate accounts in re ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ssued under S.O. No. SEBVLE/93/111 dated January 7, 1993 published in the Gazette of India, Part II, Section 3(ii) dated January 7, 1993. 2. The Securities and Exchange Board of India (Portfolio Managers) Regulations, 1993, were subsequently amended on: - a. November 28, 1993 by, SEBI (Portfolio Managers) (Amendment) Regulations, 1993 published in the Official Gazette vide S.O. No. 939(E). ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No. 1045 (E). i. October 11, 2002 by SEBI (Portfolio Managers) (Amendment) Regulations, 2002 vide S.O no. 1087 (E). j. March 10, 2004 by the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 vide S.O. No. 398(E). k. May 27, 2004 by SEBI (Portfolio ..... X X X X Extracts X X X X X X X X Extracts X X X X
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