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Securities and Exchange Board of India (Merchant Bankers) (Second Amendment) Regulations, 2011

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..... ulations, 2011 No. LAD-NRO/GN/2011-12/17/26149.- In exercise of the powers conferred by Section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to amend the Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992, namely: - 1. These Regulations may be called the Securities and Exchange Board of In .....

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..... No. LE/11112/92. 2. The Securities and Exchange Board of India (Merchant Bankers) Regulations, 1992 were subsequently amended on : (a) September 7, 1995 by the Securities and Exchange Board of India (Merchant Bankers) Amendment Regulations, 1995 vide No. SEBI/LE/1/95; (b) November 28, 1995 by the Securities and Exchange Board of India (Payment of Fees) Amendment Regulations, 1995 vide .....

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..... nt Bankers) (Second Amendment) Regulations, 1999 vide No. S.O. 1119(E); (i) March 28, 2000 by the Securities and Exchange Board of India (Appeal to the Securities Appellate Tribunal) (Amendment) Regulations. 2000 vide No. S.O. 278(E); (j) May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide No. S.O. 476(E); .....

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..... Securities and Exchange Board of India (Merchant Bankers) (Third Amendment) Regulations, 2006 vide No. S.O. 1448(E); (q) May 28,2007 by the Securities and Exchange Board of India (Merchant Bankers) (Amendment) Regulations, 2007 vide NotificationNo.11/LC/GN/2007/2517; (r) March 31, 2008 by the Securities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2008 vide F .....

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