TMI BlogSecurities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2011X X X X Extracts X X X X X X X X Extracts X X X X ..... namely :- 1. These regulations may be called the Securities and Exchange Board of India (Prohibition of Insider Trading) (Amendment) Regulations, 2011. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992 - (i) in regulation 13,- (a) for marginal note, the following shall be substituted, namely:- Disclosure of interest or holding in listed companies by certain persons - Initial Disclosure. ; (b) after sub-regulation (2), the following sub-regulation shall be inserted, namely:- (2A) Any person who is a promoter or part of promoter group of a listed company shall disclose to the co ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ) for Form B, the following Form shall be substituted, namely:- FORM B Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992 [Regulations 13(2), 13(2A) and 13(6)] Details of shares or voting rights held by Director or Officer and his dependents or Promoter or Person who is part of Promoter Group of a listed company, or positions taken in derivatives by Director or Officer of a listed company and his dependents. Name, PAN No. Address of Promoter/Person who is part of Promoter Group/ Director/ Officer Date of assuming office of Director/Officer OR Date of becoming Promoter/part of Promoter Group No. % of shares/voting rights hel ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... timation to company Mode of acquisition (market purchase/ public/ rights/ preferential offer, etc.)/sale No. % of shares/ voting rights post acquisition/ sale Trading member through whom the trade was executed with SEBI Registration No. of the TM Exchange on which the trade was executed Buy quantity Buy value Sell quantity Sell value U.K. Sinha, Chairman [ADVT III/4/69-ZB/11/Exty.] Foo ..... X X X X Extracts X X X X X X X X Extracts X X X X
|