TMI BlogSecurities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2011.X X X X Extracts X X X X X X X X Extracts X X X X ..... These Regulations may be called the Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2011. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In regulation 16, - (i) in the marginal note, after the words certificate of and before the word registration the word initial shall be inserted; (ii) in sub-regulation (1), after the words certificate of and before the word registration the word initial shall be inserted. 4. In regulation 18, - (i) in sub-regulation (1), after the words certificate of and before the word registration the word initial shall be inserted; (ii) in sub-regulation (2), after the words certificate ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... on for grant of a certificate of permanent registration in Form E, through the depository in which it is a participant. (2) The participant who has already been granted a certificate of registration or has obtained renewal of certificate of registration, prior to the commencement of the Securities and Exchange Board of India (Depositories and Participants) (Amendment) Regulations, 2011, may, three months before the expiry of validity of certificate of registration or before, make an application for grant of a certificate of permanent registration in Form E, through the depository in which it is a participant. (3) The application under sub-regulation (1) or sub-regulation (2) shall be accompanied by the application fees as specified in ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... tion 23 shall be omitted. 11. In regulation 24, - (i) in marginal note, after the words certificate of and before the word registration the words initial or permanent shall be inserted; (ii) in sub-regulation (1), the words and figure registration under regulation 16 or for its renewal under regulation 22 shall be substituted with the words and figures initial registration under regulation 16 or of permanent registration under regulation 20A 12. In regulation 25, - (i) in marginal note, the words renew a certificate of shall be substituted with the words grant certificate of permanent ; (ii) the words registration as a participant shall be substituted with the words permanent registration and the figure 2 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 1. The principal regulations, Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996 were published in the Gazette of India, Part II on May 16, 1996 vide No. SO. 345(E). 2. The Securities and Exchange Board of India (Depositories and Participants) Regulations. 1996, were subsequently amended on : (a) February 7, 997 by the SEBI (Depositories and Participants) (Amendment) Regulations, 1997 vide No. S.O. 91(E). (b) September 5, 1997 by the SEBI (Depositories and Participants) (Second Amendment) Regulations, 1997 vide No. S.O. 640(E). (c) January 5, 1998 by the SEBI (Depositories and Participants) (Amendment) Regulations, 1998 vide No. S.O. 18(E). (d) January 21, 1998 by the SEBI ( ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 10, 2007 by the SEBI (Depositories and Participants) (Amendment) Regulations, 2007 vide No. 11/LC/GN/2007/4485. (q) March 17, 2008 by the SEBI (Depositories and Participants) (Amendment) Regulations, 2008 vide F.No. 11/LC/GN/2008/20494. (r) May 26, 2008 by the Securities and Exchange Board of India (Intermediaries) Regulations, 2008 vide Notification No. LAD/NRO/GN/2008/11/126538. (s) August 8, 2008 by the SEBI (Depositories and Participants) (Second Amendment) Regulations, 2008 vide Notification No. LAD-NRO/GN/2008/18/134585. (t) June 19, 2009 by the SEBI (Facilitation of Issuance of India Depository Receipts) (Amendment) Regulations, 2009 Notification No. LAD/NRO/GN/2009-10/10/166936. (u) April 13, 2011 by th ..... X X X X Extracts X X X X X X X X Extracts X X X X
|