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FORMATS OF POST ISSUE REPORTS

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..... ng letter of offer with the stock exchange : (5) Issue details (as per the letter of offer) : (a) Basis of offer (ratio) : (b) Nature of specified securities : (equity shares/fully convertible debentures/partly convertible debentures, etc.) (c) Offer price per instrument : (d) Amt. per instrument on application : (e) Issue size : Rs. lakhs (6) Record date : (7) Provisional subscription details of the issue : (a) Total amount to be collected on application : Rs. lakhs (b) Amount collected on application : Rs. lakhs (c) % subscribed i.e. % of (ii) to (i) : (%) (d) Please tick mark whether 90% minimum subscription collected : (i) YES (ii) NO Signed by Registrars to the Issue Signed by Issuer Signed by Lead merchant banker .....

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..... (b) Information relating to reserved categories Reservations No. of applications No. of instruments Amount Employees Others (Specify) (9) Actual Date of finalisation of Basis of Allotment (enclose copy) : (10) Allotment Details : (a) No. of successful allottees per 1 lakh shares : (b) No. of unsuccessful allottees : (8) Actual Date(s) of completion of despatch of : (a) Refund Orders : (b) Certificates/Allotment Letters : (c) Reasons for delay in despatch, if any : (d) Whether interest paid for delayed period, if so, for which period : (9) Amount of refund due : Rs. (10) Refund Banker(s) (Name and Address) : (11) Date of transfer of refund amount to Refund Banker, if any : (12) Date of completion of despatch of refund orde .....

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..... scribed with the words "specified securities cannot be hypothecated / transferred / sold till ........." Signed by Registrars to the Issue Signed by Issuer Signed by Lead merchant banker Place: Date: PART D [See regulations 65(2)(b) and 104(2)(b)] FORMAT OF FINAL POST ISSUE REPORT FOR RIGHTS ISSUE Subscription Status: (Subscribed / Undersubscribed) Notes: (1) It is the responsibility of lead merchant banker to give correct information after verifying it from the issuer and the registrar to the issue. (2) The lead merchant banker shall enclose a certificate from the banker to issue that the amount of refunds due from the issuer to investors is deposited in a separate account giving details of the total amount deposited in t .....

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..... ) Refund orders : (b) Certificate/ allotment letters/ demat credit : (c) Reasons for delay in despatch, if any : (d) Whether interest paid for delayed period, if so, for which period : (13) Name of designated stock exchange : (14) Names of other stock exchanges where listing is sought : (15) 15th day from the date of closure of the issue : (16) Date on which application was filed with each stock exchange for listing of instruments : (17) Date when listing and trading permission given by each stock exchange (Enclose copies of permission letters of stock exchanges) : (18) Reason for delay in listing for trading, if any : (II) IN CASE OF UNDER SUBSCRIBED ISSUE: (1) Extent of under-subscription on the date of closure of the issue (a .....

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