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TMI BlogORDER OF PRESENTATION OF DISCLOSURES IN PROSPECTUSX X X X Extracts X X X X X X X X Extracts X X X X ..... dresses of all the Lead Merchant Bankers with their titles who file the prospectus with the Board, along with their telephone numbers, fax numbers, website addresses and e-mail addresses. (g) Logo, names of the Registrar to the Issue, along with its telephone number, fax number, website address and e-mail address. (h) Issue Schedule. (i) Credit Rating, if applicable. 2((i-a) IPO Grading.) (j) Names of the Stock Exchanges where listing is proposed along with details of in-principle approval. 2. Back Cover Pages. II. Table of Contents To include all the main heads. III. Definitions and Abbreviations 1. Conventional/ General terms. 2. Offering-related Terms. 3. Company/ Industry-related Terms. 4. Abbreviations. IV. Risk Factor ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... case of debenture issue). 4((ix-a) IPO Grading.) (x) Names, addresses, telephone numbers, fax numbers, website addresses and e-mail addresses of the trustees under debenture trust deed (in case of debenture issue). (xi) Name of the monitoring agency, if applicable. (xii) Where the project is being appraised, name, address, telephone number and e-mail address of the appraising entity. (xiii) Book Building Process in brief. (xiv) Details of Underwriting, if any. 3. Capital Structure: (i) Capital structure. (ii) Classes of shares, if applicable. (iii) Notes to capital structure. 4. Objects of the Offering: (i) Funds Requirement. (ii) Funding Plan (Means of Finance). (iii) Appraisal. (iv) Schedule of Implementation. (v) Funds De ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... holding of Directors, including details of qualification shares held by them. (v) Interest of the Directors. (vi) Change, if any, in the directors in last three years and reasons thereof, wherever applicable. (vii) Management Organisation Structure. (viii) Details regarding Key Management Personnel. (ix) Employees. (x) Disclosures regarding employees stock option scheme/ employees stock purchase scheme of the issuer company, if any, as required by the Guidelines or Regulations of the Board relating to Employee Stock Option Scheme and Employee Stock Purchase Scheme. (xi) Payment or Benefit to Officers of the Company (non-salary related). 6. Promoters/ Principal Shareholders: (i) Details about promoters who are individuals. (ii) Det ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... nts (i) Outstanding litigations involving the issuer company. (ii) Outstanding litigations against the issuer company's subsidiaries (if applicable). (iii) Outstanding litigations involving the promoter and group companies. (iv) Material developments since the last balance sheet date. 2. Government approvals/ Licensing Arrangements: (i) Investment approvals (FIPB/ RBI, etc.). (ii) All government and other approvals. (iii) Technical approvals. (iv) Letter of intent/ industrial license and declaration of the Central Government/ RBI about non-responsibility for financial soundness or correctness of statements. IX. Other Regulatory and Statutory Disclosures 1. Authority for the issue and details of the resolution passed for the issu ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... evaluation of assets, if any (during last five years). X. Offering Information 1. Terms of the issue: (i) Ranking of equity shares. 5((ia) Details of Applications Supported by Blocked Amount Process) (ii) Mode of payment of dividend. (iii) Face value and issue price/ floor price/ price band. (iv) Rights of the equity shareholder. (v) Market lot. (vi) Nomination facility to investor. (vii) Minimum subscription. (viii) Arrangements for Disposal of Odd Lots. (ix) Restrictions, if any, on transfer and transmission of shares/ debentures and on their consolidation/ splitting. 2. Issue procedure: (i) Fixed price issue or book building procedure as may be applicable, including details regarding bid form / application form, who can bi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... e-issue/ post-issue related problems. (xviii) Disposal of application and Application moneys. (xix) Provisions of sub-section (1) of section 68A of the Companies Act, 1956 relating to punishment for fictitious applications. (xx) Interest on refund of excess bid amount. (xxi) Basis of allotment or allocation. (xxii) Procedure and time of schedule for allotment and issue of certificates. (xxiii) Method of proportionate allotment. (xxiv) Letters of allotment or refund orders. (xxv) Despatch of refund orders. (xxvi) Interest in Case of Delay in Despatch of Allotment Letters/ Refund Orders in Case of Public Issues. (xxvii) Undertaking by the company. (xxviii) Utilisation of Issue Proceeds. (xxix) Restrictions on foreign ownership of ..... X X X X Extracts X X X X X X X X Extracts X X X X
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