FORMAT OF DUE DILIGENCE CERTIFICATE TO BE GIVEN BY LEAD MERCHANT BANKER(S) ALONG WITH FINAL POST ISSUE MONITORING REPORT

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..... EXCHANGE BOARD OF INDIA Dear Sirs, SUB.: ISSUE OF …………..BY ……….LTD. We, the under noted post issue Lead Merchant Banker(s) to the abovementioned issue state as follows: (1) We confirm that - (a) share certificates in respect of locked-in shares have been stamped 'not transferable' indicating the period of non-transferability; (b) if the share .....

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..... certify that provisions regarding lock-in of securities have been duly complied with in accordance with clause 4.14 of the SEBI (Disclosure and Investor Protection) Guidelines, 2000. PLACE: MUMBAI LEAD MERCHANT BANKERS TO THE ISSUE WITH OFFICIAL SEAL(S)" ******** 1 Inserted vide SEBI Circular No. SEBI/CFD/DIL/DIP/28/2007/29/11 dated November 29, 2007. -
Statute, statutory provisions le .....

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