ADDITIONAL INFORMATION FOR RENEWAL OF REGISTRATION AS MERCHANT BANKER

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..... anking division after the previous registration. (a) Name (b) Qualification (c) Designation in the applicant company. (d) Experience Details giving information about: name of the organisation, duration, area of work [including of applicant company, if any]. 1.2 A copy of experience certificate from previous employers, copy of Appointment letter, acceptance letter, copy of experience certifica .....

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..... / full time employee. 4.0 Final accounts 4.1 A Copy of Audited annual accounts (including Auditors report and schedules) as on ...... ......... (latest F.Y.)/ as on date of meeting the networth criteria. 5.0 State whether issuer company is registered as Non Banking Finance Company with RBI. If yes, state the place where it is registered and give the registration number and details about any com .....

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..... ctivities. iv) That the applicant company/associate company, its directors, partners are not facing any charges/ disciplinary action from any stock exchange. v) That the applicant company, its associates, its director, partner or principal officer is not involved in the securities scam and are not named in the Janakiraman Committee Report/ J P C Report. (If involved, detailed comments may be for .....

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