FORMAT FOR HALF YEARLY REPORT TO BE SUBMITTED BY MERCHANT BANKERS

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..... nce Officer. 4. Addition / deletion / change in address etc. of branch offices from last submitted report. 5. Change, if any, in constitution of the organisation (private limited, public limited, partnership, merges, acquisition etc.) 6. Change, if any, in directorship details since the last report. Name Induction/retirement/resignation Reasons Effective Qualification Date Brief Experience .....

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..... akhs) Issue Price/ Conversion Price Issue opening date Issue Closing date No. of times oversubscribed Functional Responsibility Stock Exchanges where instruments were to be listed Reasons for delay in listing First date of trading in respective SEs Opening trading price at respective SEs Current market price Remarks 12. Penalty/warnings given by SEBI, if any. 13. Underwriting activi .....

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..... . Financial information Capital Structure Year ended (Rs in lakhs) Previous Year ended (Rs. In lakhs) i) Paid-up capital ii) Free reserves iii) Secured loan iv) Unsecured loan v) Others TOTAL i) Fixed Assets (net block) ii) Quoted investment at cost/market price whichever is lower iii) Unquoted investment iv) Current assets v) Misc. exp. not written off vi) Others TOTAL (Please en .....

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