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TMI BlogSecurities And Exchange Board of India (Stock Brokers And Sub- Brokers) (Amendment) Regulations, 2009.X X X X Extracts X X X X X X X X Extracts X X X X ..... rs) (Amendment) Regulations, 2009 No. LAD-NRO/GN/2009-10/21/183853.- In exercise of the powers conferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Stock Brokers and Sub- Brokers) Regulations, 1992, namely :- 1. These regulations may be cal ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... for fees as provided in sub-regulation (1). (iii) in Schedule IVA, in clause 2 (a) after the words, figure and mark at the rate of 0.0001 per cent. of his turnover (Rs. 10 per crore) , the words, figure and mark in case of currency derivatives contracts and 0.000025 per cent. (Rs. 2.5 per crore) in case of interest rate derivatives contracts shall be inserted; (b) in Explanation (A ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... lations, 1998 vide S. O. No. 13(E). (c) January 21, 1998 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 1998 vide S. O. No. 75 (E). (d) December 16, 1998 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Third Amendment) Regulations, 1998 vide S.O. No. 1078 (E). (e) July 6, 1999 by the Securi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... curities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2001 vide S. O. No. 1128(E). (k) February 20, 2002 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2002 vide S. O. No. 220 (E). (l) September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Of ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ub-Brokers) (Second Amendment) Regulations, 2006 vide S. O. No. 1447 (E). (r) September 25, 2006 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Third Amendment) Regulations, 2006 vide S.O. No. 1600 (E). (s) August 11, 2008 by the Securities and Exchange Board of India (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2008 vide No. LAD-NRO/GN/2008/20 ..... X X X X Extracts X X X X X X X X Extracts X X X X
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