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TMI BlogSecurities And Exchange Board Of India (Mutual Funds) (Third Amendment) Regulations, 2006X X X X Extracts X X X X X X X X Extracts X X X X ..... 6. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996: (i) in regulation 2, after clause (e), the following clause shall be inserted, namely (ea) capital protection oriented scheme means a mutual fund scheme which is designated as such and which endeavours to protect the capital invested therein through suitable orientation of its portfolio structure; (ii) in regulation 12, including the marginal note thereof, for the words service fee wherever they occur, the words annual fee shall be substituted; (iii) in regulation 13, including the marginal note thereof, for the words service fee wherever t ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... e is compliance with such other requirements as may be specified by the Board in this behalf. (viii) in regulation 52, in sub-regulation (4), in clause (b) a. in sub-clause (xii-a), the word and, appearing at the end shall be omitted; b. after sub-clause (xii-a), the following sub-clause shall be inserted, namely (xii-b) in case of a capital protection oriented scheme, rating fees; and, (ix) in Second Schedule, in paragraph I a. in item A, for the words Rupees Twenty-five thousand , the words rupees one lakh shall be substituted; b. in item B, for the words Rupees Twenty-five lacs , the words rupees fifty lakhs shall be substituted; c. in item C, in the opening part, for the words Service fees , the ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... (E). (g) on January 23, 2001 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2001 vide S.O. No.69 (E). (h) on May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No.476(E). (i) on July 23, 2001 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2001 vide S.O. No.698(E). (j) on February 20, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2002 vide S.O. No.219 (E). (k) on June 11, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2002 vide S.O. No.625 (E). (l) ..... X X X X Extracts X X X X X X X X Extracts X X X X
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