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TMI BlogSecurities And Exchange Board Of India (Stock Brokers And Sub Brokers) (Amendment) Regulations, 2006X X X X Extracts X X X X X X X X Extracts X X X X ..... f the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Stock Brokers and Sub Brokers) Regulations, 1992 namely:- 1. These Regulations may be called the Securities and Exchange Board of India (Stock Brokers and Sub Brokers) (Amendment) Regulations, 2006. 2. They shall co ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... d certificate of registration by the Board on or after August 1, 2006 - (i) he shall pay a sum of ten thousand rupees for the block of five financial years commencing from the financial year in which registration has been granted; and (ii) after the expiry of the said block of five financial years, he shall pay a sum of five thousand rupees for every subsequent block of five financial ye ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ndment) Regulations, 1998 vide S.O. No. 75 (E). (d) December 16, 1998 by SEBI (Stock Brokers and Sub-Brokers) (Third Amendment) Regulations, 1998 vide S.O. No. 1078 (E). (e) July 6, 1999 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 1999 vide S.O. No. 541(E). (f) March 14, 2000 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2000 vide S.O. No. 234 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... the SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 2003 vide S.O. 1095 (E). (n) November 20, 2003 by the SEBI (Stock Brokers and Sub-Brokers) (Second Amendment) Regulations, 2003 vide F. No. SEBI /LAD /20795 /2003. (o) March 10, 2004 by the Securities and Exchange Board of India (Criteria for Fit and Proper Person) Regulations, 2004 vide S.O. No. 398(E). - Notificatio ..... X X X X Extracts X X X X X X X X Extracts X X X X
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