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TMI BlogSecurities And Exchange Board Of India (Central Database Of Market Participants) (Amendment) Regulations, 2004.X X X X Extracts X X X X X X X X Extracts X X X X ..... nferred by section 30 of the Securities and Exchange Board of India Act, 1992 (15 of 1992), the Board hereby makes the following Regulations to further amend the Securities and Exchange Board of India (Central Database of Market Participants) Regulations, 2003, namely :- 1. These Regulations may be called the Securities and Exchange Board of India (Central Database of Market Participants) (Amen ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... tituted, namely sub-regulations (1), (2) or (3) of regulation 6 . (ii) in regulation 4, in sub-regulation (1), in clause (b): (a) sub-clause (v) shall be substituted with the following, namely: (v) in case of a stock broker, any approved user of the terminals allotted to him by the stock exchange, including terminals installed through Computer to Computer Link (CTCL) connectivity or ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... l activities of the specified intermediary and such other employees as may be identified by the intermediary. (iii) after regulation 5, the following regulation shall be inserted, namely: Power of the Board to extend time in respect of related persons 5A. (1) Where the Board is satisfied that it is necessary, in order to prevent genuine hardship, that the time for obtaining uniqu ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ) of regulation 12 , the following words, brackets and figures shall be substituted, namely sub-regulation (1) or sub-regulation (2), as the case may be, of regulation 12 ; (v) in regulation 8, a. in sub-regulation (1), for the words, brackets and figures sub-regulation (2) of regulation 12 , the following words, brackets and figures shall be substituted, namely sub-regulation (1) or sub ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... he form of circulars or notes. (viii) in regulation 21, for the word and figure regulation 15 the following word and figure shall be substituted, namely regulation 17 ; (ix) in regulation 22, for the word and figure regulation 16 the following word and figure shall be substituted, namely regulation 18 ; [F.No. SEBI/LAD/DOP/5600/2004] G.N. BAJPAI, Chairman Footnotes: ..... X X X X Extracts X X X X X X X X Extracts X X X X
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