TMI BlogSecurities and Exchange Board of India (Depositories and Participants) (Second Amendment) Regulations, 2003.X X X X Extracts X X X X X X X X Extracts X X X X ..... pants) (Second Amendment) Regulations, 2003. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In Securities and Exchange Board of India (Depositories and Participants) Regulations, 1996 (hereinafter referred to as the 'regulations'), - (a) After regulation 53, the following new regulations shall be inserted, namely - 53A. Manner of handling share registry work - All matters relating to transfer of securities, maintenance of records of holders of securities, handling of physical securities and establishing connectivity with the depositories shall be handled and maintained at a single point i.e. either inhouse by the issuer or by a Share Transfer Agent registered with the B ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... on all the stock exchanges where earlier issued shares are listed, shall not be applicable. (d) After regulation 55, the following new regulation shall be inserted, namely - 55A. Audit - (1) Every issuer shall submit audit report on a quarterly basis, starting from September 30, 2003, to the concerned stock exchanges audited by a qualified Chartered Accountant or a practicing Company Secretary, for the purposes of reconciliation of the total issued capital, listed capital and capital held by depositories in dematerialized form, the details of changes in share capital during the quarter and the in-principle approval obtained by the issuer from all the stock exchanges where it is listed in respect of such further issued capit ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... 999 by SEBI (Depositories and Participants) (Amendment) Regulations, 1999 vide S.O. 357 (E). (f) On July 7, 1999 by SEBI (Depositories and Participants) (Second Amendment) Regulations, 1999 vide No. S.O. 546 (E). (g) On September 21, 1999 by SEBI (Depositories and Participants) (Third Amendment) Regulations, 1999 vide No. S.O. 775 (E). (h) On December 26, 2000 by SEBI (Depositories and Participants) (Amendment) Regulations, 2000 vide No. S.O. 1160 (E). (i) On May 29, 2001 by SEBI (Investment Advice by Intermediaries) (Amendment) Regulations, 2001, vide No. S.O. 476(E). (j) On June 16, 2003 by SEBI (Depositories and Participants) (Amendment) Regulations, 2003, Vide S.O. 696(E). - Notification Tax Management Ind ..... X X X X Extracts X X X X X X X X Extracts X X X X
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