9911796707
TMI BlogSecurities and Exchange Board of India (Foreign Institutional Investors) (Second Amendment) Regulations, 2003.X X X X Extracts X X X X X X X X Extracts X X X X ..... titutional Investors) (Second) (Amendment) Regulations, 2003. (ii) They shall come into force on the date of their publication in the Official Gazette. 2. (i) In the Securities and Exchange Board of India (Foreign Institutional Investors) Regulations, 1995, after regulation 20, the following shall be inserted, namely :- 20A. Foreign Institutional Investors shall fully disclose information concerning the terms of and parties to off-shore derivative instruments such as Participatory Notes, Equity Linked Notes or any other such instruments, by whatever names they are called, entered into by it or its sub-accounts or affiliates relating to any securities listed or proposed to be listed in any stock exchange in India, as and when and ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... t, regulations made thereunder and the circulars and guidelines, which may be applicable and relevant to the activities carried on by it. Every Foreign institutional Investor shall also comply with award of the Ombudsman and decision of the Board under Securities and Exchange Board of India (Ombudsman) Regulations, 2003 . 6. A Foreign Institutional Investor shall not make any untrue statement or suppress any material fact in any documents, reports or information furnished to the Board. 7. A Foreign Institutional Investor shall ensure that good corporate policies and corporate governance are observed by it. 8. A Foreign Institutional Investor shall ensure that it does not engage in fraudulent and manipulative transactions in the se ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ional Investors) (Amendment) Regulations, 1997 vide No. S.O. 105(E). (d) on July 10, 1997 by the Securities and Exchange Board of India (Foreign Institutional Investors) (Second Amendment) Regulations, 1997 vide No. S.O. 495(E). (e) on December 5, 1997 by the Securities and Exchange Board of India (Foreign Institutional Investors) (Third Amendment) Regulations, 1997 vide No. S.O. 823(E). (f) on April 20, 1998 by the Securities and Exchange Board of India (Foreign Institutional Investors) (Amendment) Regulations, 1998 vide No. S.O. 333(E). (g) on May 18, 1998 by the Securities and Exchange Board of India (Foreign Institutional Investors) (Second Amendment) Regulations, 1998 vide No. S.O. 417(E). (h) on June 30, 1998 ..... X X X X Extracts X X X X X X X X Extracts X X X X
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