Securities And Exchange Board of India (Stock Brokers And Sub-Brokers) (Amendment) Regulations, 2001.

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..... ers and Sub-Brokers) (Amendment) Regulations,2001. (ii) They shall come into force on the date of their publication in the Official Gazette. II. In the Securities and Exchange Board of India (Stock Brokers and Sub-brokers) Regulations, 1992 :- 1. In regulation 2, after clause (f), the following clause shall be inserted; namely:- (fa) self-clearing member' means a member of a clearing corporation or clearing house of the derivatives exchange or derivatives segment of a stock exchange who may clear and settle transactions on its own account or on account of its clients only, and shall not clear or settle transactions in securities for any other trading member(s). 2. In regulation 16A, in sub-regulation (2);- a) the w .....

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..... cable mutatis mutandis to a self-clearing member. 6. In regulation 16I ;- (i) in sub-regulation (1), the words self -clearing member shall be inserted after the words a trading member, ; (ii) in sub-regulation (2), the words or self-clearing member shall be inserted after the words clearing member ; (iii) in sub-regulation (3), the words or self-clearing member shall be inserted after the words clearing member . (iv) In sub-regulation (4), the words or self-clearing member shall be inserted after the words clearing member . 7. In Schedule I;- a) In Form AA;- i) In the Heading of Form AA, the words and / or a self- clearing member shall be inserted after the words clearing member ; ii) .....

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..... was published in the Gazette of India on October 23,1992, vide S.O.No.780(E). (1) It was subsequently amended on : (a) November 28,1995 by the SEBI (Payment of Fees) Amendment Regulatlons,1995 vide S.O.No.939(E). (b) January 5,1998 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations,1998 vide S.O. No.13(E). (c) January 21,1998 by SEBI (Stock Brokers and Sub-Brokers) (Second Amendment), Regulations,1998 vide S.O.No.75(E). (d) December 16,1998 by SEBI (Stock Brokers and Sub-Brokers) (Third Amendment) Regulatlons,1998 vide S.O.No.1078(E). (e) July 6,1999 by SEBI (Stock Brokers and Sub-Brokers) (Amendment) Regulations, 1999 vide S.O.No.541(E). (f) March 14,2000 by SEBI (Stock Brokers an .....

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