9911796707
TMI BlogSecurities and Exchange Board of India (Debenture Trustees) (Amendment) Regulations, 2000.X X X X Extracts X X X X X X X X Extracts X X X X ..... endment) Regulations, 2000. (2) They shall come into force on the day ** of their publication in the Official Gazette. II. (1) In Schedule 1, for Form A, the following new Form A shall be substituted, namely :- SCHEDULE I FORM A SECURITIES AND EXCHANGE BOARD OF INDIA (DEBENTURE TRUSTEES) REGULATIONS, 1993 [REGULATION 3] APPLICATION FOR REGISTRATION AS DEBENTURE TRUSTEE NAME OF APPLICANT AND ITS STATUS (For Status See Regulation 7) NAME AND DESIGNATION OF PRINCIPAL OFFICER DESIGNATION : TELEPHONE NO. EMAIL : INSTRUCTION :- 1. Applicants must submit a completed application form together with supporting documents to the Securities and Exchange Board of Indi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... n/ investigation/ enquiry initiated/ pending 1.6 In case the applicant is a Bank or an NBFC, any warning/action taken by RBI. 2. Organisation Structure : 2.1 Objects of the organisation of the applicant. (Attach extracts from relevant documents like, Charter/Memorandum of Association/Articles of Association etc.) in support of objects of the organisation. 2.2 Date and Place of incorporation/Establishment of the organisation of the applicant. Day Month Year Place 2.3 Organisation chart stating the functional responsibilities at various levels. 2.4 Particulars of all directors. [Name, qualification, experience, date of appointm ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... and office equipment (c) Investments (Details should be given separately) (d) Others 6.0 Other Information 6.1 Name and Address of the principal bankers 6.2 Name and Address of the auditors (internal, external and tax auditor, if any, as applicable). 6.3 Indicate involvement in any offence relating to economic offences (including those concerned with the securities market) in the last three years, if any. 6.4 Any significant awards or recognition, collective grievances against the services rendered by the applicant. 6.5 Any other information considered relevant to the nature of services rendered by the applicant. Part - II 7. Business Information 7.1 Describe proposed activity. 7.2 ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ation by the Board. I/We warrant that I/We will carryout my/our duties in accordance with the Act, Rules and Regulations. I/We state that I/We have truthfully and fully answered the questions above and provided all the information which might reasonably be considered relevant for the purposes of my/our grant of Certificate for registration and I/We will promptly notify the Board of any changes in the information during the period that my/our registration is being considered and if my/our registration is accepted, thereafter. I/We understand that misleading or attempting to mislead the Board shall render the applicant liable to disciplinary proceedings. I/We certify that the above information and information supplied in the applicat ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... tigation/enquiry initiated/pending 5. Whether any investigation/enquiry has been initiated/is pending against the applicant. 6. Whether the applicant has submitted all the quarterly reports. 7. Any warning given/penal action taken against the applicant. 8. Whether the applicant has paid the fees due to SEBI in the last 3 years. Give details of payment. 9. Details of public/rights issue for which the applicant acted as Trustees in the last 3 years. 10. In case of any defaults, specifically state the action the applicant has taken to protect the interest of debenture-holders and whether penal interest has been paid to the debentureholders. 10.(a) List of debenture issues for which the applicant was acting as ..... X X X X Extracts X X X X X X X X Extracts X X X X
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