9911796707
TMI BlogSecurities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2018X X X X Extracts X X X X X X X X Extracts X X X X ..... ulations may be called the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2018. 2. They shall come into force on the date of their publication in the Official Gazette. 3. In the Securities and Exchange Board of India (Custodian of Securities) Regulations, 1996 I. the title Securities and Exchange Board of India (Custodian of Securities) Regulations, 1996 , shall be substituted with the title Securities and Exchange Board of India (Custodian) Regulations, 1996 . II. the words custodian of securities wherever they occur, shall be substituted with the word custodian . III. in regulation 2 , - i. in clause (e), - 1. after the words in relation to securities and before t ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... s of a client or shall be inserted. V. in regulation 8 , - i. in sub-regulation (3), in the proviso, - 1. after the words respect of securities or and before the words in respect of gold , the words goods of a client or shall be inserted; and 2. the word client appearing after the words gold related instruments of a , shall be substituted with the word mutual fund . ii. after sub-regulation (5), the following new sub-regulation shall be inserted, namely,- (6) A custodian holding a certificate of registration as on the date of commencement of the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 2018, may provide custodial services in respect of goods only after taking pri ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... IX. in regulation 19, in sub-regulation (1), in clause (a), after the word securities and before the symbol and word , assets , the symbol and word , goods shall be inserted. X. in the First Schedule, in Form A , in the Application for grant of certificate of registration as Custodian, - i. in clause 8, the existing sub-clause (iv) shall be substituted with the following sub-clause: (iv) details of vault or warehouse, for each vault or warehouse (in case the vault or warehouse is built to any specific standard, give details and documentary evidence thereof). ii. in clause 10, - 1. in sub-clause (i), before the words vault security , the word and symbol warehouse, shall be inserted; 2. in sub-clause (ii), af ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... y the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 1997 vide S.O. No. 732 (E). (iii) on January 5, 1998 by the Securities and Exchange Board of India (Custodian of Securities) (Amendment) Regulations, 1998 vide S.O. No. 17(E). (iv) on March 28, 2000 by the Securities and Exchange Board of India (Appeal to the Securities Appellate Tribunal) (Amendment) Regulations, 2000 vide S.O. No. 278(E). (v) on May 29, 2001 by the Securities and Exchange Board of India (Investment Advice by Intermediaries) (Amendment) Regulations, 2001 vide S.O. No. 476(E). (vi) on September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty ..... X X X X Extracts X X X X X X X X Extracts X X X X
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