CODE OF CONDUCT FOR DEPOSITORIES

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..... sitories Act, 1996, Rules, Regulations, circulars, guidelines and any other directions issued by the Board. 2. A depository shall take appropriate measures towards investor protection and education of investors. 3. A depository shall treat all its applicants/participants in a fair and transparent manner. 4. A depository shall promptly inform the Board of violations of the provisions of the Act, De .....

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..... ment. 9. A depository shall be responsible for the acts or omissions of its employees in respect of the conduct of its business. 10. A depository shall monitor the compliance of the rules and regulations by the participants and shall further ensure that their conduct is in a manner that will safeguard the interest of investors and the securities market. - - statute, statutory provisions legislat .....

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