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TMI BlogSecurities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2019X X X X Extracts X X X X X X X X Extracts X X X X ..... ange Board of India (Mutual Funds) Regulations, 1996 , namely 1. These Regulations may be called the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2019. 2. They shall come into force on the date of their publication in the Official Gazette: Provided that the amendments to regulation 24 shall come into force with effect from October 15, 2019. 3. In the Securities and Exchange Board of India (Mutual Funds) Regulations, 1996, - I. in regulation 24 , - i. in clause (b), the words and symbols Category I foreign portfolio investor as specified in Securities and Exchange Board of India (Foreign Portfolio Investors) Regulations, 2014 shall be substi ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ime to time . ii. existing clause 11, shall be substituted with the following clause, namely, - 11. All investments by a mutual fund scheme in equity shares and equity related instruments shall only be made provided such securities are listed or to be listed. III. in the Eighth Schedule , under the heading Valuation Guidelines i. in clause 1, in the heading, the words Traded Securities shall be substituted with the following words and symbols, namely, - Traded Securities (other than money market and debt securities) ii. in clause 2, in the heading, the words and symbols Non-Traded Securities shall be substituted with the following words and symbols, namely, - Non-T ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... curities, the aggregate market value or fair value of securities classified as below investment grade and default. A security shall be classified as below investment grade or default in the manner specified in guidelines issued by the Board. b. clause (iv) shall be omitted. AJAY TYAGI, Chairman [ADVT.-III/4/Exty./223/19] Footnote: 1. The Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 , the Principal Regulations, were published in the Gazette of India on December 9, 1996 vide S.O. No. 856 (E). 2. The Securities and Exchange Board of India (Mutual Funds) Regulations, 1996 were subsequently amended (1) on April 15, 1997 by the Securities and Exchan ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2002 vide S.O. No.625 (E). (12) on July 30, 2002 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2002 vide S.O. No.809 (E). (13) on September 9, 2002 by the Securities and Exchange Board of India (Mutual Funds)(Fourth Amendment) Regulations, 2002 vide S.O. No.956 (E). (14) on September 27, 2002 by the Securities and Exchange Board of India (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 vide S.O. No.1045 (E). (15) on May 29, 2003 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2003 vide S.O. No. 632 (E). ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... of Fees) (Amendment) Regulations, 2008 vide F. No. 11/LC/GN/2008/21669. (26) on April 16, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2008 vide F. No. LADNRO/ GN/2008/03/123042. (27) on May 22, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2008 vide No. LADNRO/GN/2008/09/126202. (28) on September 29, 2008 by the Securities and Exchange Board of India (Mutual Funds) (Third Amendment) Regulations, 2008 vide No. LADNRO/ GN/2008/24/139426. (29) on April 8, 2009 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2009 vide No. LAD-NRO/GN/2009-10/01/159601. (30) on June ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... ecurities and Exchange Board of India (Payment of Fees) (Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/03/1089. (40) on 30th December, 2014 by the Securities and Exchange Board of India (Mutual Funds) (Second Amendment) Regulations, 2014 vide No. LAD-NRO/GN/2014-15/19/1973. (41) on 15th May, 2015 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2015 No. NROOIAE/GN/2015-16/005. (42) on 12th February, 2016 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2016 vide No. SEBI/LAD-NRO/GN/2015-16/034. (43) on 15th February, 2017 by the Securities and Exchange Board of India (Mutual Funds) (Amendment) Regulations, 2017 vide No. S ..... X X X X Extracts X X X X X X X X Extracts X X X X
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