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..... 9-03-2012 before it was read as 1 [SECURITIES AND EXCHANGE BOARD OF INDIA (MERCHANT BANKERS) REGULATIONS, 1992 SCHEDULE IV [Regulation 28(2)] FORMAT FOR HALF YEARLY REPORT TO BE SUBMITTED BY MERCHANT BANKERS (For the period ending September / March, 20X1) (1) Name/Category of registration. (2) SEBI Registration No. (3) Name of the Compliance Officer. (4) Addition / deletion / change in address etc .....

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..... commenced/ discontinued Object of the new activities/ reasons for discontinuation. (10) Details of all pending litigations involving the merchant banker. (11) Issue management activities (Attach separate sheet if required): Name of issuer Type of issue Instrument Companies (public/rights/ composite) Offer Amount (Rs. In Lakhs) Issue Price/ Conversion Price Issue opening date Issue Closing date No. .....

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..... Investor Grievances (a) System of redressal of investor grievances (a brief write up). (i) Number of investor grievances received during the period. (ii) Nature of grievances. (iii) Number of grievances resolved. (iv) Number of grievances pending. (v) The date of oldest grievance. (15) Financial information Capital Structure Year ended (Rs in lakhs) Previous Year ended (Rs. In lakhs) (i) Paid-up c .....

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