TMI BlogRight of inspection by the BoardX X X X Extracts X X X X X X X X Extracts X X X X ..... V INSPECTION AND DISCIPLINARY PROCEEDINGS Right of inspection by the Board. 35. (1) The Board may appoint one or more persons as inspecting authority to undertake the inspection of the books of accou ..... X X X X Extracts X X X X X X X X Extracts X X X X ..... eived from investors, other portfolio managers or any other person on any matter having a bearing on the activities of the portfolio manager; and (d) to investigate suo motu in the interest of securit ..... X X X X Extracts X X X X X X X X Extracts X X X X
|